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Banking, Financial services & Accounting Compliance Training

"Banking and Financial regulatory compliance training programs delivered by leading experts through webinars. This section contains trainings for banking and financial services companies in areas - banking compliance, financial compliance and trainings related to Sox, SEC, AML Compliance and Anti money laundering."
.  Featured Courses . .
Principles for the Management of Operational Risk
This webinar highlights the evolution of operational risk management. The principles outlined in the Bank for International Settlements (BIS) report are based on best industry practice, supervisory experience and cover three overarching themes: governance, risk management and disclosure. We will look at the practicality of these principles and the implementation factors with each of them.
Instructor : Stanley Epstein   OnDemand Access Anytime  
Foreign Corrupt Practices Act (FCPA) Webinar
In this Foreign Corrupt Practices Act (FCPA) webinar training understand the prohibited and exempted actions as per FCAP act, how to find the non compliance issues and how to implement FCPA compliance policies and procedures in your organization.
Instructor : Jon Groetzinger  OnDemand Access Anytime  
Social Media in a Regulated Environment (for Financial Services)
This FINRA regulation based training will discuss how to create social media policies and implement for compliance and enforcement to avoid fines and disciplinary action for regulated companies. It will also discuss FINRA Notice 10-06 (issued Jan 2010), FINRA Notice 11-39 (issued August 2011), and SEC guidance (issued January 2012).
Instructor : Paul Messerschmidt  OnDemand Access Anytime  
Webinar On IFRS Fixed Assets
In this IFRS Fixed Assets training understand how to assess the value of long lived assets and how to do periodic re-evaluation as per the International Financial Reporting Standards.
Instructor : Mike Morley  OnDemand Access Anytime  
IFRS/GAAP - What is the difference?, how to adopt IFRS
What in the world is the difference between U.S. GAAP and IFRS? This webinar will provide the answers. The discussion will incorporate IFRS adoption including the implementation timeline, basic differences between the two standards as well as adoption challenges.
Instructor : Anne M. Marchetti  OnDemand Access Anytime  
IFRS First Time Adoption
In this IFRS webinar learn how to implement step by step the International Financial Reporting Standards.
Instructor : Mike Morley  OnDemand Access Anytime  
Banking and Finance Regulation of the Insurance Industry - State or National?
This Banking and Finance Regulatory training for Insurance industry will discuss regulations for banking and non-banking financial institutions, proposed changes to it and how it affects the insurance industry.
Instructor : Kenneth Barden  OnDemand Access Anytime  
Developing Effective Organizational Policies
This organizational policy best practices webinar you will learn how to build effective organizational policy to ensure maximum cash flow while encouraging profitable growth in sales.
Instructor : Mike Morley  OnDemand Access Anytime  
Understanding the new NAIC (National Association of Insurance Commissioners) Model Regulation
In this NAIC (National Association of Insurance Commissioners) Model Regulation training understand the practical implementation techniques for monitoring internal controls over financial reporting as required under NAIC Model Regulation.
Instructor : Bob Benoit  OnDemand Access Anytime  
International Financial Reporting Standards for SME’s
This IFRS (International Financial Reporting Standards) training will help acquainted with the latest information regarding IFRS for SME’s and will include an opportunity to practice applying these standards.
Instructor : Mike Morley  OnDemand Access Anytime  
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Mike Morley
Mike Morley is a Certified Public Accountant who holds the top credit designations in the U.S., Canada, and the U.K. Mike is a recognized authority in the field of finance with more than 25 years experience in both consumer and commercial credit and collections. Mike is the author of 2 books that are currently available: Sarbanes-Oxley Simplified, is an easy-to-read explanation of the requirements of the U.S. legislation. Credit & Credit Repair for Canadians, which explains how the Canadian Credit industry works.

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